Securities Law of the People's Republic of China (Revised in 2019)
Securities Law of the People's Republic of China (Revised in 2019)
Securities Law of the People's Republic of China (Revised in 2019)
Order of the President of the People's Republic of China No.37
December 28, 2019
The Securities Law of the People's Republic of China, which was revised and adopted at the 15th meeting of the Standing Committee of the 13th National People's Congress of the People's Republic of China on December 28, 2019, is hereby promulgated for implementation as of March 1, 2020.
Xi Jinping, President of the People's Republic of China
Securities Law of the People's Republic of China (Revised in 2019)
(Adopted at the Sixth Meeting of the Standing Committee of the Ninth National People's Congress on December 29, 1998; amended for the first time according to the Decision on Revising the Securities Law of the People's Republic of China made at the 11th Meeting of the Standing Committee of the Tenth National People's Congress on August 28, 2004; revised for the first time at the 18th Meeting of the Standing Committee of the Tenth National People's Congress on October 27, 2005; amended for the second time according to the Decision on Amending 12 Laws including the Cultural Relics Protection Law of the People's Republic of China at the Third Meeting of the Standing Committee of the 12th National People's Congress on June 29, 2013; amended for the third time according to the Decision on Revising the Insurance Law of the People's Republic of China and Four Other Laws at the Tenth Meeting of the Standing Committee of the 12th National People's Congress on August 31, 2014; and revised for the second time at the 15th Meeting of the Standing Committee of the 13th National People's Congress on December 28, 2019)
Contents
Chapter I General Provisions
Chapter II Issuance of Securities
Chapter III Trading of Securities
Section 1 General Provisions
Section 2 Listing of Securities
Section 3 Prohibited Trading Practices
Chapter IV Acquisitions of Listed Companies
Chapter V Information Disclosure
Chapter VI Protection of Investors
Chapter VII Stock Exchanges
Chapter VIII Securities Companies
Chapter IX Securities Registration and Clearing Institutions
Chapter X Securities Trading Service Institutions
Chapter XI Securities Industry Associations
Chapter XII Securities Regulatory Bodies
Chapter XIII Legal Liability
Chapter XIV Supplementary Provisions
Chapter I General Provisions
Article 1 The Law is enacted for the purposes of regulating the issuance and trading of securities, protecting the lawful rights and interests of investors, safeguarding the social and economic order and social and public interests, and promoting the development of the socialist market economy.
Article 2 The Law is applied to the issuance and trading of stocks, corporate bonds, depository receipts and other securities lawfully recognized by the State Council within the territory of the People's Republic of China.
......
Order of the President of the People's Republic of China No.37
December 28, 2019
The Securities Law of the People's Republic of China, which was revised and adopted at the 15th meeting of the Standing Committee of the 13th National People's Congress of the People's Republic of China on December 28, 2019, is hereby promulgated for implementation as of March 1, 2020.
Xi Jinping, President of the People's Republic of China
Securities Law of the People's Republic of China (Revised in 2019)
(Adopted at the Sixth Meeting of the Standing Committee of the Ninth National People's Congress on December 29, 1998; amended for the first time according to the Decision on Revising the Securities Law of the People's Republic of China made at the 11th Meeting of the Standing Committee of the Tenth National People's Congress on August 28, 2004; revised for the first time at the 18th Meeting of the Standing Committee of the Tenth National People's Congress on October 27, 2005; amended for the second time according to the Decision on Amending 12 Laws including the Cultural Relics Protection Law of the People's Republic of China at the Third Meeting of the Standing Committee of the 12th National People's Congress on June 29, 2013; amended for the third time according to the Decision on Revising the Insurance Law of the People's Republic of China and Four Other Laws at the Tenth Meeting of the Standing Committee of the 12th National People's Congress on August 31, 2014; and revised for the second time at the 15th Meeting of the Standing Committee of the 13th National People's Congress on December 28, 2019)
Contents
Chapter I General Provisions
Chapter II Issuance of Securities
Chapter III Trading of Securities
Section 1 General Provisions
Section 2 Listing of Securities
Section 3 Prohibited Trading Practices
Chapter IV Acquisitions of Listed Companies
Chapter V Information Disclosure
Chapter VI Protection of Investors
Chapter VII Stock Exchanges
Chapter VIII Securities Companies
Chapter IX Securities Registration and Clearing Institutions
Chapter X Securities Trading Service Institutions
Chapter XI Securities Industry Associations
Chapter XII Securities Regulatory Bodies
Chapter XIII Legal Liability
Chapter XIV Supplementary Provisions
Chapter I General Provisions
Article 1 The Law is enacted for the purposes of regulating the issuance and trading of securities, protecting the lawful rights and interests of investors, safeguarding the social and economic order and social and public interests, and promoting the development of the socialist market economy.
Article 2 The Law is applied to the issuance and trading of stocks, corporate bonds, depository receipts and other securities lawfully recognized by the State Council within the territory of the People's Republic of China.
......