Decision on Revising the Measures of the China Securities Regulatory Commission for the Issuance Examination Committee
Decision on Revising the Measures of the China Securities Regulatory Commission for the Issuance Examination Committee
Decision on Revising the Measures of the China Securities Regulatory Commission for the Issuance Examination Committee
Order of the China Securities Regulatory Commission No.134
July 7, 2017
Adopted upon deliberation at the Fourth Chairman Executive Meeting in 2017 of the China Securities Regulatory Commission on June 15, 2017, the Decision on Revising the Measures of the China Securities Regulatory Commission for the Issuance Examination Committee is hereby promulgated and shall come into force as of the date of promulgation.
Liu Shiyu, Chairman of the China Securities Regulatory Commission
Decision on Revising the Measures of the China Securities Regulatory Commission for the Issuance Examination Committee
I. Article 1 is revised to read: "The Measures are hereby formulated in accordance with the Securities Law of the People's Republic of China for the purposes of guaranteeing the implementation of the principles of openness, fairness and impartiality in the work of stock issuance examination, enhancing the quality, efficiency and transparency of stock issuance examination, and better protecting the legitimate rights and interests of investors."
II. Article 2 is revised to read: "The China Securities Regulatory Commission (the "CSRC") sets up the Issuance Examination Committee (the "IEC") and the Listed Company Merger, Acquisition and Reorganization Examination Committee (the "MARC").
"The Measures shall apply to the examination of issuers' stock issuance applications and issuance applications for other securities recognized by the CSRC such as convertible corporate bonds (collectively the "stock issuance applications") by the IEC.
"The rules on the composition, functions and duties and work flow of the MARC shall be otherwise formulated."
III.
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Order of the China Securities Regulatory Commission No.134
July 7, 2017
Adopted upon deliberation at the Fourth Chairman Executive Meeting in 2017 of the China Securities Regulatory Commission on June 15, 2017, the Decision on Revising the Measures of the China Securities Regulatory Commission for the Issuance Examination Committee is hereby promulgated and shall come into force as of the date of promulgation.
Liu Shiyu, Chairman of the China Securities Regulatory Commission
Decision on Revising the Measures of the China Securities Regulatory Commission for the Issuance Examination Committee
I. Article 1 is revised to read: "The Measures are hereby formulated in accordance with the Securities Law of the People's Republic of China for the purposes of guaranteeing the implementation of the principles of openness, fairness and impartiality in the work of stock issuance examination, enhancing the quality, efficiency and transparency of stock issuance examination, and better protecting the legitimate rights and interests of investors."
II. Article 2 is revised to read: "The China Securities Regulatory Commission (the "CSRC") sets up the Issuance Examination Committee (the "IEC") and the Listed Company Merger, Acquisition and Reorganization Examination Committee (the "MARC").
"The Measures shall apply to the examination of issuers' stock issuance applications and issuance applications for other securities recognized by the CSRC such as convertible corporate bonds (collectively the "stock issuance applications") by the IEC.
"The rules on the composition, functions and duties and work flow of the MARC shall be otherwise formulated."
III.
......